Science Fiction Novels by Isaac Asimov Codexery

Foundation and Empire

Second book in Asimov's Foundation series, featuring the Mule.

Foundation and Empire

Isaac Asimov's *Foundation and Empire*, the second novel in his Foundation series, was released by Gnome Press in 1952. Within the series' internal timeline, it is the fourth installment. The book is split into two sections, each first printed as a standalone novella. The second of these, "The Mule," received a Retro Hugo Award in 1996.

The novel has been issued in several formats. In 1955, it appeared as Ace Double D-125 under the title *The Man Who Upset the Universe*, paired with 'The 1,000-Year Plan' by Robert Silverberg. The two stories that make up the volume were originally published in *Astounding Magazine* in 1945 under different titles. *Foundation and Empire* was the second book in the original Foundation trilogy. Decades later, Asimov added two sequels and two prequels. Other writers have since contributed both authorized and unauthorized tales to the series.

**Publication history**

The book consists of two stories: "The General" and "The Mule." "The General" first appeared as "Dead Hand" in the April 1945 issue of *Astounding Science Fiction*. "The Mule" was serialized in the November and December 1945 issues of the same magazine.

**Plot summary**

**"The General"**

General Bel Riose, a commander of the Galactic Empire, governs the planet Siwenna. Hearing myths about the Foundation, he forces Ducem Barr, a Siwennian whose father Onum once met Foundation trader Hober Mallow, to help him verify the stories. After investigating Foundation territory, Riose concludes the Foundation is a threat and declares war, driven by duty and a personal quest for glory. Barr, familiar with Hari Seldon's psychohistory, is confident the Foundation will inevitably win, a claim Riose challenges.

Riose captures trader Lathan Devers, who privately tells Barr he allowed himself to be taken to sabotage Riose's campaign. Devers meets Ammel Brodrig, Emperor Cleon II's Privy Secretary, sent to monitor Riose. Devers tries to convince Brodrig that Riose plans to overthrow Cleon, but Brodrig betrays him to Riose. Barr knocks Riose unconscious before he can interrogate Devers more effectively, and the two escape in Barr's ship. Barr had only cooperated with Riose to hide a planned Siwennian uprising that would occur if the Foundation defeated Riose.

Devers and Barr go to Trantor to turn Cleon II against Riose by framing him for conspiracy with Brodrig.

Author
Isaac Asimov
Published
1952
Genre
Science fiction
Nationality
American
Known for
Second book in the Foundation series; contains the novella 'The Mule,' which won a Retro Hugo Award in 1996

Lore & Background

Foundation and Empire consists of two stories: 'The General' (first published as 'Dead Hand' in the April 1945 issue of Astounding Science Fiction) and 'The Mule' (first published in the November and December 1945 issues of the same magazine). The novel was also published in 1955 as Ace Double D-125 under the title The Man Who Upset the Universe, paired with 'The 1,000-Year Plan' by Robert Silverberg. Decades later, Asimov wrote two further sequel novels and two prequels, and later writers have added authorized and unauthorized tales to the series.

The plot of 'The General' follows General Bel Riose of the Galactic Empire, who investigates myths about the Foundation and declares war, only to be recalled and executed due to political machinations.

Reader's Guide

Foundation and Empire is significant as the second volume of Isaac Asimov's original Foundation trilogy, bridging the early Foundation's rise and the unexpected challenge of the Mule, a mutant whose emotional manipulation breaks the predictions of Hari Seldon's psychohistory. The novel's two-part structure—first a political-military conflict with General Bel Riose, then a psychological struggle against the Mule—expands the series' themes of historical inevitability versus individual agency. The Mule's victory over the Foundation introduces the concept of mentalics and sets up the later conflict with the Second Foundation. The book's legacy includes its Retro Hugo Award for 'The Mule' in 1996, and its influence on later science fiction explorations of psychohistory and mutant powers. The novel also reflects Asimov's interest in historical cycles, drawing parallels to the Roman Empire through characters like Bel Riose (based on Belisarius) and Cleon II (based on Justinian I).

Did You Know?

The Unified Future History

Asimov's most celebrated achievement is the Foundation series, a sweeping saga centered on the collapse of a vast space empire. The first three novels in that series earned the one-time Hugo Award for "Best All-Time Series" in 1966. Beyond Foundation, he constructed two other major series: the Galactic Empire novels, set in the deep past of the same fictional universe, and the Robot series, which features landmark works such as The Caves of Steel and The Naked Sun from the mid-1950s. In 1986, with the novel Foundation and Earth, Asimov accomplished something remarkable in speculative fiction—he wove the distant future of Foundation, the ancient past of the Galactic Empire, and the Robot stories into a single, continuous "future history." This act of retroactive worldbuilding unified decades of separate narratives into one coherent timeline, cementing the Foundation series as his signature contribution to the genre and demonstrating that a writer could reshape his own canon in real time.

Prolific Output and Genre Range

During his lifetime, Asimov was regarded as one of the "Big Three" science fiction writers, standing alongside Robert A. Heinlein and Arthur C. Clarke. His sheer volume of work is staggering: more than 500 books written or edited, an estimated 90,000 letters and postcards, and over 380 short stories. His genre range was extraordinary—he produced hard science fiction, mysteries, fantasy, popular science, and other non-fiction, with his output spanning nine out of the ten categories in the Dewey decimal system. Among his short stories, "Nightfall" stands out; in 1964, the Science Fiction Writers of America voted it the best short science fiction story of all time. For younger readers, he penned the Lucky Starr series of juvenile science-fiction novels under the pen name Paul French. This breadth and volume, combined with his reputation for rigorous, science-centered storytelling, made him a defining figure in mid-twentieth-century letters.

Early Life and Formative Influences

Asimov was born in Petrovichi, Russian SFSR, to Russian Jewish parents—Anna Rachel Berman and Judah Asimov, son of a miller. In 1921, he and sixteen other children in the village contracted double pneumonia; he alone survived. The family emigrated to the United States, arriving in New York on February 3, 1923, when he was three. Growing up in Brooklyn, he taught himself to read at age five and became a naturalized U.S. citizen at eight. His parents ran a succession of candy stores that also sold newspapers and magazines, and Asimov credited this constant stream of reading material—including pulp science fiction—as a formative influence on his lifelong love of the written word. He began reading science fiction at nine, just as the genre was shifting toward a more science-centered approach. The family's surname itself carries a small story: it derives from azimy khleb, meaning "winter bread," and the father's 1923 decision to spell it with an S rather than a Z in the Latin alphabet gave the world the name "Asimov."

Legacy and Honors

Asimov's influence extends well beyond the printed page. He served as president of the American Humanist Association, reflecting his commitment to secular humanist values. Several entities bear his name in permanent tribute: the asteroid (5020) Asimov, a crater on Mars, a Brooklyn elementary school, and four literary awards. Perhaps most strikingly, Honda named its humanoid robot ASIMO after him—a fitting honor for a writer whose Robot series explored the relationship between humanity and artificial intelligence. His popular science books, including Guide to Science, the three-volume Understanding Physics, and Asimov's Chronology of Science and Discovery, explained complex concepts by tracing them back to their simplest historical origins. He also wrote guides to the Bible and Shakespeare, and covered topics ranging from chemistry and astronomy to mathematics, history, and literary criticism. This extraordinary range ensured that his name remained recognizable across disciplines long after his passing in 1992.

Frequently Asked Questions

What is Foundation and Empire?

It is the second published novel in Isaac Asimov's Foundation series, released in 1952 by Gnome Press. Though it is the second book in publication order, it occupies the fourth position in the series' internal chronology. The volume stitches together two novellas that were originally printed as separate stories.

Who is the Mule and what role does he play?

The Mule is a telepathic mutant who appears in the second half of the novel as a conqueror capable of bending entire populations to his will through psychic force. He serves as the series' first truly unpredictable antagonist, threatening the very framework of Seldon's Plan.

How is the book structured?

Foundation and Empire is split into two distinct sections, each of which was first published as an independent novella. The first part focuses on the Foundation's political struggle against the Galactic Empire, while the second introduces the Mule and his campaign of subjugation.

Why is Foundation and Empire important to the Foundation series?

It marks the point where the narrative scope expands beyond the original Foundation-versus-Empire dynamic by introducing a new kind of threat that Seldon's calculations never anticipated. The Mule novella within the book earned a Retro Hugo Award in 1996, underscoring its lasting impact on the genre.

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