Radio Modulation Modes, Part 2 Codexery

Non-orthogonal frequency-division multiplexing

A multi-carrier modulation method using non-orthogonal subcarrier spacing.

Non-orthogonal frequency-division multiplexing

Non-orthogonal frequency-division multiplexing (N-OFDM) is a technique for encoding digital data across multiple carrier frequencies, where the spacing between sub-carrier frequencies is non-orthogonal. This approach is used in both communication and radar systems.

The low-pass equivalent N-OFDM signal is defined by a set of data symbols, a number of sub-carriers, and a symbol time. The sub-carrier spacing is set so that the sub-carriers are not orthogonal over each symbol period.

The theoretical foundation of N-OFDM signals began with a 1992 Russian Federation patent, in which Vadym Slyusar introduced the first method for optimal processing of N-OFDM signals after a Fast Fourier transform (FFT). In 1998, W. Kozek and A. F. Molisch wrote that, for certain N-OFDM signals, it is not possible to recover information from the received signal, even over an ideal channel. In 2001, V. Slyusar proposed non-orthogonal frequency digital modulation (N-OFDM) as an alternative to OFDM for communications. A subsequent publication on this method, from July 2002, predates a September 2003 conference paper on SEFDM by I. Darwazeh and M.R.D. Rodrigues.

Although demodulating N-OFDM signals is more complex than demodulating OFDM, the use of non-orthogonal sub-carrier spacing offers several advantages: higher spectral efficiency, which reduces the signal's frequency band and improves electromagnetic compatibility among many terminals; adaptive detuning from frequency-concentrated interference by adjusting sub-carrier nominal frequencies; the ability to account for Doppler frequency shifts in sub-carriers when serving high-speed mobile subscribers; and a reduction in the peak factor of the multi-frequency signal mixture.

In an idealized N-OFDM system model for a time-invariant additive white Gaussian noise (AWGN) channel, the transmitter generates a carrier signal as the sum of non-orthogonal sub-carriers. Each sub-carrier is independently modulated in baseband, typically using quadrature amplitude modulation (QAM) or phase-shift keying (PSK). This composite baseband signal then modulates a main RF carrier. A serial stream of binary digits is demultiplexed into parallel streams, each mapped to a symbol stream using a modulation constellation (which may differ between streams, allowing some to carry higher bit rates).

First patent
Russian Federation No. 2054684 (1992)
First proposer of optimal processing aft
Vadym Slyusar (1992)
Proposed as alternative to ofdm
V. Slyusar (2001)
Priority publication
July 2002
Method of optimal processing without fft
October 2003

Lore & Background

The history of N-OFDM signal theory began in 1992 with a patent from the Russian Federation (No. 2054684), in which Vadym Slyusar proposed the first method of optimal processing for N-OFDM signals after the Fast Fourier transform (FFT). In 1998, W. Kozek and A. F. Molisch wrote about N-OFDM signals with a certain subcarrier spacing that 'it is not possible to recover the information from the received signal, even in the case of an ideal channel.' In 2001, V. Slyusar proposed non-orthogonal frequency digital modulation as an alternative to OFDM for communications systems. A subsequent publication on this method has priority in July 2002, before a conference paper on SEFDM by I. Darwazeh and M.R.D. Rodrigues in September 2003. N-OFDM signals can be used in both communication and radar systems. The low-pass equivalent N-OFDM signal is expressed with data symbols, a number of sub-carriers, and a symbol time, where the sub-carrier spacing makes them non-orthogonal over each symbol period.

Reader's Guide

Despite increased demodulation complexity compared to OFDM, N-OFDM provides several advantages: higher spectral efficiency, adaptive detuning from frequency-concentrated interference by changing subcarrier nominal frequencies, the ability to account for Doppler frequency shifts when working with high-speed subscribers, and a reduction of the peak factor of the multi-frequency signal mixture. An idealized system model for a time-invariant AWGN channel describes a transmitter that sums non-orthogonal subcarriers modulated with QAM or PSK, and a receiver that uses quadrature mixing, low-pass filtering, ADC sampling, and an FFT to return parallel streams for symbol detection. The first optimal processing method after FFT was proposed in 1992; a method without FFT using ADC samples was proposed in October 2003. N-OFDM can be combined with MIMO technology using digital antenna arrays. Related techniques include Fast-OFDM (proposed in 2002), filter-bank multi-carrier modulation (FBMC) such as Wavelet N-OFDM (used for power-line communications), spectrally-efficient FDM (SEFDM), and generalized frequency division multiplexing (GFDM).

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