Faust
Protagonist of a German legend who trades his soul for knowledge.
Faust is the central figure of a classic German legend, rooted in the historical Johann Georg Faust. Despite his great learning and success, he remains deeply dissatisfied, prompting him to strike a bargain with the Devil at a crossroads: his soul in exchange for limitless knowledge and worldly pleasures. This story has inspired countless reinterpretations across literature, art, film, and music. The terms "Faust" and "Faustian" have come to describe the sacrifice of spiritual values for power, knowledge, or material gain.
In early chapbooks, ballads, dramas, movies, and puppet-plays, Faust is irredeemably damned for valuing human knowledge over divine. He reportedly set aside the Holy Scriptures and refused the title of doctor of theology, preferring to be called doctor of medicine. These chapbooks were widely popular in 16th-century Germany. The tale gained prominence in England through Christopher Marlowe’s play *The Tragical History of Doctor Faustus* (around 1592). Over two centuries later, Goethe reworked the story: his Faust commits many sins, including seducing a pious girl who later commits suicide, but he is ultimately saved from damnation through the virtue of pure-hearted women.
The story follows a brilliant scholar embittered by the limits of science, theology, and the humanities. After a suicide attempt, he summons the Devil for magical powers to indulge all knowledge and pleasure. The demon Mephistopheles appears, and Faust knowingly trades his soul for a year of the demon’s unquestioned service. During this time, Mephistopheles helps Faust seduce an innocent young woman, often called Gretchen. She becomes pregnant, drowns the illegitimate child, and is sentenced to death. In Goethe’s version, her innocence saves her, and she enters Heaven; Faust is saved by God through his constant striving and Gretchen’s pleas. In earlier versions, Faust is irrevocably corrupted, believes his sins unforgivable, and is carried off to Hell when the term ends.
The tale shares similarities with the Theophilus legend, first recorded in Greek by a figure named Eutychianus. In that story, a saintly figure bargains with the keeper of the infernal world but is rescued by the mercy of the Blessed Virgin. A depiction of this scene appears on the north tympanum of Notre Dame de Paris. The origin of Faust’s name is unclear. In the *Historia Brittonum*, Faustus is the child of an incestuous marriage between King Vortigern and his daughter. The character is ostensibly based on Johann Georg Faust, a magician and alchemist from Knittlingen, Württemberg, who earned a divinity degree from Heidelberg University in 1509. The legendary Faust has also been linked to Johann Fust, a business partner of Johann Gutenberg, suggesting multiple origins. Scholars like Frank Baron and Ruickbie contest many of these assumptions.
The Polish folklore figure Pan Twardowski shows similarities to Faust. The Polish story emerged around the same time as the German one, but it is unclear if they share a common origin or influenced each other. Johann Georg Faust studied in Kraków for a time and may have inspired the Polish legend. The first known printed source is a chapbook titled *Historia von D. Johann Fausten*, published in 1587, which was re-edited and borrowed from throughout the 16th century. Other similar books include *Das Wagnerbuch* (1593), *Das Widmann'sche Faustbuch* (1599), *Dr. Fausts großer und gewaltiger Höllenzwang* (Frankfurt 1609), *Dr. Johannes Faust, Magia naturalis et innaturalis* (Passau 1612), *Das Pfitzer'sche Faustbuch* (1674), *Dr. Fausts großer und gewaltiger Meergeist* (Amsterdam 1692), *Das Wagnerbuch* (1714), and *Faustbuch des Christlich Meynenden* (1725). The 1725 chapbook was widely circulated and read by the young Goethe. Related tales about a pact with the Devil include the plays *Mariken van Nieumeghen* (Dutch, early 16th century), *Cenodoxus* (German, early 17th century, by Jacob Bidermann), and *The Countess Cathleen* (Irish legend, possibly derived from the French play *Les marchands d'âmes*).
The town of Staufen in southwestern Germany claims to be where Faust died around 1540, with depictions on buildings. The only historical source for this is the *Chronik der Grafen von Zimmern*, written around 1565, about 25 years after his presumed death. These chronicles are generally considered reliable, and in the 16th century, there were family ties between the lords of Staufen and the counts of Zimmern in nearby Donaueschingen. In Marlowe’s telling, Wittenburg—where Faust studied—was also written as Wertenberge.
- field
- Legend, literature, drama
- nationality
- German
- known_for
- Making a pact with the Devil for knowledge and pleasure
Lore & Background
The Faust of early books – as well as the ballads, dramas, movies, and puppet-plays which grew out of them – is often depicted as damned, but the reasons vary across versions; some early chapbooks do not present his preference for human knowledge over divine knowledge as the sole or definitive cause of his damnation. Chapbooks containing variants of this legend were popular throughout Germany in the 16th century. The story was popularised in England by Christopher Marlowe, who gave it a classic treatment in his play The Tragical History of Doctor Faustus (c. In Goethe's reworking of the story over two hundred years later, Faust is shown to commit numerous sins and wicked acts, including the seduction of a pious girl who commits suicide, but he is ultimately saved from damnation by God's grace due to his constant striving and the intercession of Gretchen's soul. The character is ostensibly based on Johann Georg Faust (c. The legendary Faust has also been connected with an earlier Johann Fust (c. Scholars such as Frank Baron and Ruickbie contest many of these previous assumptions. The character in Polish folklore named Pan Twardowski presents similarities with Faust, though there is no established historical evidence that Faust studied in Kraków or directly inspired the Polish legend.
Reader's Guide
The Faust legend has had a profound impact on Western culture, serving as a foundational myth about the pursuit of knowledge and power at the expense of spiritual values. The term 'Faustian' has entered common usage to describe any bargain that sacrifices spiritual values for material gain. The story's adaptability is evident in its numerous reinterpretations across literary, artistic, cinematic, and musical works. The two most influential literary versions are Christopher Marlowe's The Tragical History of Doctor Faustus (c. Goethe's version significantly altered the original moral framework, allowing Faust to be saved through his constant striving and the intercession of pure-hearted women, rather than being irrevocably damned. The legend's origins remain debated, with possible connections to the historical Johann Georg Faust, the printer Johann Fust, and the Polish figure Pan Twardowski. Johann Fausten. The story continues to resonate as a cautionary tale about the limits of human ambition and the consequences of overreaching.
Did You Know?
- In Goethe's version, Faust is ultimately saved by God via his constant striving, in combination with Gretchen's pleadings with God.
- The character in Polish folklore named Pan Twardowski presents similarities with Faust, though direct inspiration is speculative.
- The tale of Faust bears many similarities to the Theophilus legend, the earliest known version of which was recorded in Latin (not Greek), and the attribution of the first Greek record to 'Eutychianus' is not established
The Long Road to Publication
Goethe's Faust did not arrive fully formed. Its earliest incarnation, the Urfaust, took shape between 1772 and 1775, though the precise circumstances of that early drafting remain murky. The Urfaust comprised twenty-two scenes—one in prose, two largely in prose, and the remaining 1,441 lines in rhymed verse. The original manuscript was lost to history, but a copy resurfaced in 1886, offering scholars a rare glimpse into the work's embryonic stage. The play's first public appearance came in 1790 as "Faust, a Fragment," a modest title that belied its ambition. Goethe then labored for over a decade to complete a preliminary version of what we now call Part One, finishing it in 1806 and seeing it published in 1808. A further revised edition followed in 1828–29, the last version Goethe himself supervised. Part Two consumed the final years of his life; he set down the last lines in 1831, and the text reached readers posthumously in 1832.
The Wager and Gretchen's Tragedy
Part One opens not in a study but in Heaven, where Mephistopheles stakes a wager against God: he claims he can seduce the striving scholar Faust away from righteous pursuit. The scene shifts to Faust's study, where the aging academic, disillusioned by what he perceives as the emptiness of scientific and religious knowledge, contemplates suicide before Easter celebrations pull him back. A stray poodle follows him home and transforms into Mephistopheles, who, trapped by a pentagram, negotiates a pact. The crucial term: if Faust ever finds a moment of such transcendent bliss that he wishes to freeze time forever, he dies and belongs to the Devil. Faust signs in blood. The tragedy that follows centers on Gretchen. Through Mephistopheles's machinations, Faust seduces her. Her mother dies from a sleeping potion she took for privacy. She discovers her pregnancy. Her brother Valentin challenges Faust and falls dead. Gretchen drowns her child and is convicted. In the final dungeon scene, she refuses to escape, and heavenly voices declare "Sie ist gerettet"—she is saved—a mercy absent from the harsher Urfaust ending.
Part Two: From Romance to the Cosmos
Where Part One is intimate and psychological, Part Two expands into a sweeping meditation on history, politics, psychology, and mysticism. The romantic storyline is deliberately set aside: Faust awakens in a field of fairies and embarks on a new cycle of adventures structured across five relatively isolated acts, each exploring a distinct theme. The play is rich with classical allusion, drawing on mythological and philosophical traditions to frame its inquiries. The resolution recontextualizes the entire wager. Faust ultimately loses his bet with Mephistopheles—he never achieves the frozen moment of transcendent bliss that would hand his soul to the Devil. Yet God, who staked Faust's soul in the heavenly Prologue, wins his own wager because that near-transcendence was born of Faust's righteous striving. In the final lines of Act V, angels arrive as messengers of divine mercy and declare: "He who strives on and lives to strive / Can earn redemption still." Faust goes to Heaven.
Stages, Titles, and Literary Standing
Despite being rarely performed in its entirety, Faust commands the largest audience numbers of any play on German-language stages—a testament to its cultural centrality. Critics and readers widely regard it as Goethe's magnum opus and the single greatest achievement in German literature. Nearly all of Part One and the majority of Part Two are composed in rhymed verse, giving the work a musical, incantatory quality that suits theatrical delivery. The title history is itself a small puzzle. The 1808 German title page read simply "Faust. Eine Tragödie." The designation "erster Teil" was retroactively applied by publishers only after the sequel appeared in 1832, whose title page announced "Faust. Der Tragödie zweiter Teil." In English, the two parts have circulated under various titles over the centuries but are most commonly referenced as Faust, Part One and Faust, Part Two. The scholar Heinrich Faust at the center of the drama is sometimes linked to the historical Johann Georg Faust or to the dramatized figure Cenodoxus from Jacob Bidermann's account of the Legend of the Doctor of Paris.
Frequently Asked Questions
Who is Faust?
Faust is the central figure of a classic German legend, portrayed as a brilliant and accomplished scholar who remains deeply unfulfilled despite his worldly success. His story revolves around a fateful pact he strikes with the Devil in pursuit of boundless knowledge and earthly pleasures.
What does Faust's deal with the Devil entail?
Faust trades his own soul to the Devil in exchange for unlimited access to knowledge and the ability to indulge in worldly pleasures. This bargain serves as the driving conflict of the entire legend.
Why is Faust considered important in world literature?
The Faust legend has served as a foundational source for countless works across drama, music, film, and visual art throughout the centuries. Its exploration of ambition, knowledge, and moral compromise has made it one of the most reinterpreted stories in German and global culture.
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